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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-01-31 |
| MN | RA | APPROVED | 2022-02-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services Inc | Minneapolis | MN | 03/2019 | 12/2020 |
| Matt's Moving Llc | St. Paul | MN | 08/2016 | 01/2017 |
| Wells Fargo Clearing Services Llc | Minneapolis | MN | 03/2021 | 11/2021 |
| Wells Fargo Bank | Minneapolis | MN | 03/2021 | 11/2021 |
| J.P. Morgan Securities Llc | Minneapolis | MN | 12/2021 | Present |
| Jpmorgan Chase Bank, N.A. | Minneapolis | MN | 11/2021 | Present |
| Unemployed | Minneapolis | MN | 01/2021 | 02/2021 |
| Wells Fargo | Champlin | MN | 02/2017 | 10/2017 |
| Wells Fargo | Champlin | MN | 10/2017 | 12/2018 |
| Unemployed | Nowthen | MN | 12/2018 | 03/2019 |
| Ups | Maple Grove | MN | 06/2024 | 12/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-06-13 |
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