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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-01-10 |
| UT | RA | APPROVED | 2023-09-05 |
Branch Locations
200 West Civic Center Drive, Sandy, UT 84070 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services | Salt Lake City | UT | 11/2010 | 05/2020 |
| Fidelity Investments | Salt Lake City | UT | 06/2020 | 02/2021 |
| E*Trade Securities Llc | Sandy | UT | 01/2022 | Present |
| E*Trade Capital Management Llc | Sandy | UT | 01/2022 | Present |
| Era Brokers Consolidated | Sandy | UT | 02/2021 | 01/2022 |
| Morgan Stanley | Sandy | UT | 09/2023 | Present |
| Morgan Stanley | Sandy | UT | 09/2023 | Present |
Becoming Shadows LLC Not investment related 6278 w 7900 s West Jordan, UT 84081 Musical Group Guitar player 1/5 owner No relationship with other businesses Start date approximately 3/1 2020 8 hrs./ month 0 hours during trading hours Live musical performances and selling merchandise *571467 - Curated ; Investment related - No ; San Francisco,California ; Retail/Online Stores ; Contractor(proprietor, partner, officer, director, employee, trustee, agent) ; 10/2023 ; During business hours : 0 ; After business hours : 40 ; Sales/Marketing
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-07-17 |
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