Steve Kowal

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2019 → 07/2025
  Pfs Investments Inc.
  Sugar Land, TX
• 06/2018 → 07/2025
  Primerica Financial Services
  Sugar Land, TX
• 05/2021 → 11/2021
  Houston Marriott Sugar Land
  Sugar Land, TX
• 11/2021 → 07/2024
  Mercedes-Benz Of Sugar Land
  Sugar Land, TX
• 07/2025 → Present
  Wells Fargo Clearing Services, Llc
  Katy, TX
• 07/2025 → Present
  Wells Fargo Bank, Na
  Katy, TX
• 08/2016 → Present
  College Student
  Richmond, TX
• 06/2016 → 06/2019
  Ymca
  Richmond, TX
• 08/2023 → Present
  Limitless Offerings Llc
  Richmond, TX

Other Businesses

Limitless Offerings, LLC; Not investment related; 1102 Raven Ln. Richmond, TX 77469, E-Commerce; Managing member/Ownership, 08/2023 to Present, 20 hours committed per month; (0 hours during securities trading hours); I own and manage an Amazon FBA business through my LLC. I handle product sourcing, listings, inventory, and logistics via Amazon's platform. This business is passive and unrelated to securities.

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-08-21
• S63 Uniform Securities Agent State Law Examination
  2019-07-22

Other Names

• Steve Joseph Kowal
• Steve Kowal
• Steve Jospeh Kowal