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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-07-17 |
| PA | RA | APPROVED | 2022-09-01 |
Branch Locations
1140 Highway 315 Blvd Suite 203, Wilkes-Barre, PA 18702 • United States
Kingston, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Frontier Communications | Dallas | PA | 06/2016 | 04/2019 |
| Guardian Life Insurance Company | Lancaster | PA | 05/2019 | 08/2022 |
| Park Avenue Securities, Llc | Lancaster | PA | 03/2019 | 08/2022 |
| Mml Investors Services, Llc | Wilkes-Barre | PA | 08/2022 | Present |
| Massmutual Life Insurance | Wilkes-Barre | PA | 08/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-19 |
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