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Capital Client Group, Inc. CRD 6247
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-02-01 |
Branch Locations
333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transworld Business Advisors | Irvine | CA | 02/2017 | 12/2018 |
| Kanani Advisory Group | Irvine | CA | 07/2016 | 12/2016 |
| Cal State Fullerton Univ. | Fullerton | CA | 01/2016 | 12/2017 |
| Rei | Tustin | CA | 03/2018 | 08/2018 |
| Alliance Bernstein | Chicago | IL | 01/2019 | 09/2019 |
| Unemployed | Chicago | IL | 09/2019 | 12/2019 |
| American Funds | Carmel | IN | 12/2019 | 04/2020 |
| American Funds | Carmel | IN | 04/2020 | 01/2021 |
| American Funds | Carmel | IN | 01/2021 | 01/2023 |
| Capital Group - American Funds Distributors, Inc. | Los Angeles | CA | 01/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-02-24 |
| S63 | Uniform Securities Agent State Law Examination | 2019-08-19 |
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