Charles Sheridan

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → 02/2019
  Cool Air Solutions
  Murrieta, CA
• 03/2019 → 07/2019
  Mosley Insurance And Financial Services, Inc.
  Anaheim, CA
• 03/2019 → 07/2020
  Mosley Insurance And Financial Services, Inc.
  Anaheim, CA
• 05/2019 → 07/2020
  Ae Wealth Management, Llc
  Topeka, KS
• 08/2020 → 12/2020
  Encompass More, A Division Of Verity Asset Management
  Durham, NC
• 07/2020 → 12/2020
  Appreciation Financial
  Henderson, NV
• 12/2020 → 06/2025
  Ae Wealth Management, Llc
  Topeka, KS
• 12/2020 → 06/2025
  Mosley Insurance And Financial Services, Inc.
  Anaheim, CA
• 02/2022 → 06/2025
  Mosley Wealth Management, Inc.
  Anaheim, CA
• 10/2025 → Present
  Fisher Investments
  Plano, TX
• 07/2025 → 09/2025
  Unemployed
  San Marcos, CA

Previous Registrations

• 2022-04-29 → 2025-07-07
  Mosley Wealth Management, Inc.
  Anaheim, CA
• 2020-12-10 → 2022-08-02
  Ae Wealth Management, Llc
  Anaheim, CA
• 2020-08-31 → 2021-02-03
  Verity Asset Management
  San Marcos, CA
  Durham, NC
• 2019-05-30 → 2020-09-04
  Ae Wealth Management, Llc
  Anaheim, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-01-25

Other Names

• Charley Sheridan
• Charles Sherman Sheridan