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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-04-05
  • PA RA
    APPROVED
    Since 2021-04-05

Branch Locations

2000 Oxford Drive, Suite 605, Bethel Park, PA 15102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Bethel Park PA 03/2019 Present
Upmc Pittsburgh PA 08/2006 01/2019
  • 03/2019 → Present
    Stifel
    Bethel Park, PA
  • 08/2006 → 01/2019
    Upmc
    Pittsburgh, PA
Other Businesses

1. Baldwin Manor Association; Pittsburgh, PA 15227; Local neighborhood park that is supported by residents; Board Member; Attend board meetings, participate in decisions & events; 07/15/2021; 6 Hours per Month; Not during securities trading hours; Not Investment-Related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-02
  • S66 Uniform Combined State Law Examination
    2021-04-02
Other Names
  • Victoria Ann Klaphake

View on SEC IAPD

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