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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-06-24
MO RA APPROVED 2023-08-10
  • TX RA
    APPROVED_RES
    Since 2024-06-24
  • MO RA
    APPROVED
    Since 2023-08-10

Branch Locations

5700 Oakland Ave Ste 400, St Louis, MO 63110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Insurance Company St Paul MN 06/2020 08/2023
Securian Financial Services Inc St Paul MN 06/2020 08/2023
Renaissance Financial Corp St. Louis MO 06/2020 Present
State Farm Springfield MO 03/2020 05/2020
Full Time Education Springfield MO 09/2019 03/2020
Renaissance Financial St Louis MO 06/2019 08/2019
Full Time Education Springfield MO 09/2018 05/2019
St. Louis Print Group St. Louis MO 05/2018 08/2018
Full Time Education Springfield MO 09/2017 04/2018
St. Louis Print Group St. Louis MO 05/2017 08/2017
Full Time Education St. Louis MO 09/2016 04/2017
Cetera Wealth Services, Llc St. Louis MO 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 06/2020 → 08/2023
    Minnesota Life Insurance Company
    St Paul, MN
  • 06/2020 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 06/2020 → Present
    Renaissance Financial Corp
    St. Louis, MO
  • 03/2020 → 05/2020
    State Farm
    Springfield, MO
  • 09/2019 → 03/2020
    Full Time Education
    Springfield, MO
  • 06/2019 → 08/2019
    Renaissance Financial
    St Louis, MO
  • 09/2018 → 05/2019
    Full Time Education
    Springfield, MO
  • 05/2018 → 08/2018
    St. Louis Print Group
    St. Louis, MO
  • 09/2017 → 04/2018
    Full Time Education
    Springfield, MO
  • 05/2017 → 08/2017
    St. Louis Print Group
    St. Louis, MO
  • 09/2016 → 04/2017
    Full Time Education
    St. Louis, MO
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    St. Louis, MO
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2021-02-03 → 2023-08-10
    Securian Financial Services, Inc.
    St. Louis, MO
    St. Paul, MN
Other Businesses

1. NAME OF OTHER BUSINESS: RENAISSANCE FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: June 2020 POSITION/TITLE/RELATIONSHIP: Financial Advisor APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFER SECURITIES, INSURANCE AND ADVISORY SERVICES 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: June 2020 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS 3. MISSOURI VETERANS OUTDOORS POSITION: Member NATURE: Volunteer/Community Outreach INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2021 ADDRESS: 11 Briar Ct, Moscow Mills MO 63362, United States DESCRIPTION: Help manage veteran events, Market the organization 4. ST. LOUIS SPONSORS DUCKS UNLIMITED CHAPTER POSITION: Treasurer NATURE: Volunteer/Community Outreach INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2019 ADDRESS: 1 Waterfowl Way, Memphis TN 38120, United States DESCRIPTION: A Local Chapter shall have as its primary purpose the generation of funds to be used by Ducks Unlimited for developing, preserving, restoring and maintaining waterfowl habitat on the North American continent, and educating the general public concerning wetlands and waterfowl management.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-30
  • S66 Uniform Combined State Law Examination
    2021-01-30
Other Names
  • Nicholas Allen Downs Witte

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