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James Brandon Baird

Fisher Investments

Charlotte, NC

Plano, TX

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Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-01-02
TX RA APPROVED 2019-05-13
  • NC RA
    APPROVED
    Since 2024-01-02
  • TX RA
    APPROVED
    Since 2019-05-13

Branch Locations

Charlotte, NC • United States

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fisher Investments Plano TX 01/2019 Present
Holiday Retirement Winter Park FL 11/2015 01/2019
  • 01/2019 → Present
    Fisher Investments
    Plano, TX
  • 11/2015 → 01/2019
    Holiday Retirement
    Winter Park, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-05-13
  • S65 Uniform Investment Adviser Law Examination
    2019-05-13

View on SEC IAPD

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