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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-03-19 |
Branch Locations
8420 N Friant Rd, Fresno, CA 93720 • United States
6781 N Palm Ave Ste 201 [Nt/Nv-Rbo], Fresno, CA 93704 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Fresno | CA | 10/2015 | Present |
| Wells Fargo Clearing Services Llc | Fresno | CA | 03/2019 | Present |
| Hdaa Hawaii Dental Assisting Academy | Fresno | CA | 08/2016 | Present |
HAWAII DENTAL ASSISTING ACADEMY, NOT INVT RELATED, HONOLULU, HI, SOCIAL MEDIA MARKETING LIASON, START DATE 4/17/2019, 35 HRS PER MONTH, 0 HRS DURING TRADING. MARKETING THE BUSINESS BOTH THROUGH SOCIAL MEDIA AND OTHER MARKETING MEDIUMS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-03-19 |
| S63 | Uniform Securities Agent State Law Examination | 2019-07-11 |
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