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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-04-06 |
| CA | RA | APPROVED | 2011-10-06 |
Branch Locations
1676 N California Blvd Ste 430, Walnut Creek, CA 94596 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Walnut Creek | CA | 08/2011 | Present |
| Mml Investors Services Llc | Walnut Creek | CA | 08/2011 | Present |
NAME: CELIA R SANDEL INV REL: Y ADD: 1676 N CALIFORNIA BLVD STE 430 CA 94596 NATURE: INDIVIDUAL LIFE, GROUP HEALTH POSITION: SALES/AGENT START DATE: 6/11/2016 NO HRS/MO:2 NO HRS/MO DUR TRADING:1
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-10-23 |
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