Stacey Lee Kovach

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2014 → 12/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Melville, NY
• 04/2015 → 12/2021
  Bank Of America, N.A.
  Melville, NY
• 01/2022 → Present
  Rbc Capital Markets, Llc
  Palm Beach Gardens, FL

Previous Registrations

• 2015-06-12 → 2022-01-14
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  West Islip, NY
  Melville, NY
  Melville, NY
  Boca Raton, FL
  New York, NY

Other Businesses

(1) NAME OF ENTITY: Exit Advisor Alliance ADDRESS: Remote INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE:01/01/2025 CAPACITY: board member DUTIES: board member HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams

• S66 Uniform Combined State Law Examination
  2015-06-11

Other Names

• Stacy Lee Caldwell
• Stacey Lee Caldwell