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Anthony Frank Chavez

Morgan Stanley

Oxnard, CA

CRD 7089195

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-04-15
CA RA APPROVED 2021-02-15
  • TX RA
    APPROVED
    Since 2021-04-15
  • CA RA
    APPROVED
    Since 2021-02-15

Branch Locations

300 Esplanade Drive 10Th Floor, Oxnard, CA 93036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Oxnard CA 11/2019 Present
University Of California Berkeley CA 06/2014 01/2019
California Wealth Advisors Santa Barbara CA 04/2019 11/2019
Education For Employment, Ngo Madrid 05/2018 08/2018
  • 11/2019 → Present
    Morgan Stanley
    Oxnard, CA
  • 06/2014 → 01/2019
    University Of California
    Berkeley, CA
  • 04/2019 → 11/2019
    California Wealth Advisors
    Santa Barbara, CA
  • 05/2018 → 08/2018
    Education For Employment, Ngo
    Madrid
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-15
  • S66 Uniform Combined State Law Examination
    2021-02-15

View on SEC IAPD

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