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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-08-22 |
| PA | RA | APPROVED | 2021-10-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 04/2019 | 07/2019 |
| Telan Corporation | Hatfield | PA | 06/2009 | 08/2019 |
| Temple University | Philadelphia | PA | 01/2015 | 12/2018 |
| Santander Bank, Na | Boston | MA | 10/2019 | 08/2021 |
| Santander Securities, Llc | Dorchester | MA | 10/2019 | 08/2021 |
| Unemployed | Lansdale | PA | 08/2019 | 10/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wayne | PA | 08/2021 | Present |
| Bank Of America, N.A. | Wayne | PA | 01/2023 | Present |
1. ZG Global Marketing LLC, Owner, online sales of retail products via Amazon, non-investment related, start date 03/06/2020, Lansdale, PA, 30 hours monthly, none during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-07-11 |
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