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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-01-05 |
| MD | RA | APPROVED | 2026-01-05 |
| MS | RA | APPROVED | 2026-01-05 |
| GA | RA | APPROVED | 2023-09-11 |
| TX | RA | APPROVED | 2022-06-10 |
| VA | RA | APPROVED | 2022-06-10 |
| LA | RA | APPROVED | 2022-05-11 |
| WA | RA | APPROVED | 2022-02-09 |
| AL | RA | APPROVED | 2022-01-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Frisco Furniture Co | Brundidge | AL | 12/2008 | 10/2017 |
| Tyler Transportation Llc | Troy | AL | 10/2017 | 07/2018 |
| Guardian Life Insurance Company | Mobile | AL | 05/2019 | 07/2025 |
| Unemployed | Daphne | AL | 07/2018 | 05/2019 |
| Park Avenue Securities | Mobile | AL | 01/2021 | 07/2025 |
| Guardian Life Insurance Company | Fairhope | AL | 07/2025 | Present |
| Park Avenue Securities | Fairhope | AL | 07/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-23 |
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