Dwain Fred Dobbins

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2021-09-08

Branch Locations

214 Mill St, Grass Valley, CA 95945 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Pruco Securities Llc	Roseville	CA	03/2019	02/2021
Ascensus Llc / Polycomp Administrative Services	Roseville	CA	07/2013	08/2019
The Prudential Insurance Company Of America	Roseville	CA	07/2019	02/2021
Lincoln Financial Securities Corporation	Folsom	CA	02/2021	05/2021
Wells Fargo Clearing Services, Llc	Grass Valley	CA	06/2021	Present
Wells Fargo Bank, Na	Grass Valley	CA	06/2021	Present
Searchpros Staffing	Citrus Heights	CA	04/2021	05/2021

03/2019 → 02/2021

Pruco Securities Llc

Roseville, CA
07/2013 → 08/2019

Ascensus Llc / Polycomp Administrative Services

Roseville, CA
07/2019 → 02/2021

The Prudential Insurance Company Of America

Roseville, CA
02/2021 → 05/2021

Lincoln Financial Securities Corporation

Folsom, CA
06/2021 → Present

Wells Fargo Clearing Services, Llc

Grass Valley, CA
06/2021 → Present

Wells Fargo Bank, Na

Grass Valley, CA
04/2021 → 05/2021

Searchpros Staffing

Citrus Heights, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-09-08
S63	Uniform Securities Agent State Law Examination	2019-06-17

Other Firms