Damian Christian Rothermel

Employer firm

Sound Income Strategies, LLC CRD 173272

$4.18B regulatory AUM 57 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2012 → 10/2022
  Usa Financial Securities Corporation
  Ada, MI
• 01/2011 → Present
  Rothermel Financial Services Llc
  Portland, OR
• 10/2022 → Present
  Sound Income Strategies Llc D/B/A Rothermel Financial Services
  Fort Lauderdale, FL
• 10/2022 → 01/2026
  Purshe Kaplan Sterling Investments
  Albany, NY
• 06/2012 → 10/2022
  Usa Financial Securities Corp
  Ada, MI
• 09/2025 → Present
  Rothermel Tax & Consulting, Llc
  Portland, OR

Previous Registrations

• 2012-06-28 → 2022-10-21
  Usa Financial Securities Llc
  Portland, OR
  Portland, OR
  Ada, MI
• 2010-12-10 → 2012-06-28
  Liberty Capital Investment Corporation
  Portland, OR
  Portland, OR
• 2009-10-05 → 2009-12-31
  Ameriprise Financial Services, Llc
  Lake Oswego, OR
  Portland, OR
• 2003-07-29 → 2009-10-05
  Ameriprise Advisor Services, Inc.
  San Francisco, CA
  Lake Oswego, OR

Other Businesses

1) SOUND INCOME STRATEGIES LLC - INVESTMENT RELATED. 500 WEST CYPRESS CREEK RD. SUITE 290, FT. LAUDERDALE, FL 33309. INVESTMENT ADVISOR REPRESENTATIVE. 10/2022 7. 80 BUSINESS HOURS PER MONTH. SALES OF INVESTMENT ADVISORY SERVICES. 2) ROTHERMEL FINANCIAL SERVICES. INVESTMENT RELATED. AT REGISTERED LOCATION. FIXED INSURANCE SALES INCLUDING FIA AND EIA. 7/2012. 80 BUSINESS HR PER MONTH. 3) Purshe Kaplan Sterling Investments - INVESTMENT RELATED. SALES OF COMMISSION BASED INVESTMENT PRODUCTS. AT REGISTERED LOCATION. 10/2022. 10 BUSINESS HOURS PER MONTH. 4) ROTHERMEL TAX & CONSULTING, LLC. NON-INVESTMENT RELATED. AT REGISTERED LOCATION. TAX PREPARATION AND TAX CONSULTING. 09/2025 - PRESENT. 0 BUSINESS HR PER MONTH.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-09-16
• S63 Uniform Securities Agent State Law Examination
  1998-09-11

Designations

• Certified Financial Planner