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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2026-01-09 |
Branch Locations
1114 Commercial St Ste C, Emporia, KS 66801-3446 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Esb Financial | Emporia | KS | 03/2019 | 09/2023 |
| Community National Bank & Trust | Emporia | KS | 08/2015 | 03/2019 |
| Sagepoint Financial, Inc. | Emporia | KS | 01/2022 | 09/2023 |
| Osaic Wealth, Inc. | Emporia | KS | 09/2023 | 12/2025 |
| Ameriprise Financial Services, Llc | Emporia | KS | 01/2026 | Present |
Board of Directors; Humanitarian Center Board; At Large; 215 West Sixth Avenue, , Emporia, KS, 66801; Not Investment-Related; 04/13/2026; 1 to 9 hours per month; 0 during trading hours / Rotary Club of Emporia Board; Immediate Past President; 1801 Rural, , Emporia, KS, 66801; Not Investment-Related; 07/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours / SOS Inc; Treasurer; 1420 C of E Drive, , Emporia, KS, 66801; Not Investment-Related; 07/27/2026; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-15 |
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