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Michelle Pichsenmeister-Phan

Wells Fargo Clearing Services, LLC

San Jose, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-30
CA RA APPROVED 2024-05-20
  • TX RA
    APPROVED
    Since 2024-10-30
  • CA RA
    APPROVED
    Since 2024-05-20

Branch Locations

50 W Fernando St. 15Th Fl, Ste 1500 [Lk/Nh-Rbo], San Jose, CA 95113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Milpitas CA 03/2019 11/2022
Jpmorgan Chase Bank, N.A. Milpitas CA 10/2016 03/2019
Cheetahs Sunnyvale CA 08/2016 12/2016
Wells Fargo Clearing Services, Llc San Jose CA 11/2022 Present
  • 03/2019 → 11/2022
    J.P. Morgan Securities Llc
    Milpitas, CA
  • 10/2016 → 03/2019
    Jpmorgan Chase Bank, N.A.
    Milpitas, CA
  • 08/2016 → 12/2016
    Cheetahs
    Sunnyvale, CA
  • 11/2022 → Present
    Wells Fargo Clearing Services, Llc
    San Jose, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-11-03
S65 Uniform Investment Adviser Law Examination 2024-05-20
  • S63 Uniform Securities Agent State Law Examination
    2025-11-03
  • S65 Uniform Investment Adviser Law Examination
    2024-05-20
Other Names
  • Michelle Thuan Thi Thanh Phan
  • Michelle Pichsenmeister-Phan
  • Michelle Phan
  • Michelle Thuan Thi Thanh Pichsenmeister-Phan

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
PFG ADVISORS · San Jose, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN JOSE, CA
J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
EQUITABLE ADVISORS, LLC · CAMPBELL, CA
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