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First Trust Advisors LP CRD 107027
$309B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-11-30 |
Branch Locations
120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Paramus High School | Paramus | NJ | 09/2013 | 06/2017 |
| Columbia University | New York | NY | 07/2017 | 05/2019 |
| Morgan Stanley | Little Falls | NJ | 05/2019 | 09/2019 |
| Unemployed | New York | NY | 10/2019 | 08/2020 |
| Columbia University | New York | NY | 09/2020 | 05/2022 |
| Urby | Jersey City | NJ | 11/2020 | 02/2021 |
| Urby | Jersey City | NJ | 05/2021 | 08/2021 |
| Pier 13 | Hoboken | NJ | 05/2022 | 08/2022 |
| 8Th Street Tavern | Hoboken | NJ | 05/2023 | 10/2023 |
| Drexel Uiversity | Philadelphia | PA | 09/2022 | 06/2023 |
| First Trust Portfolios L.P. | Wheaton | IL | 11/2023 | Present |
| First Trust Advisors L.P. | Wheaton | IL | 11/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-10-06 |
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