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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-28 |
Branch Locations
5 Park Plaza 19Th & 20Th Fls [Lt/Sb/Sg-Rbo], Irvine, CA 92614 • United States
30773 Gateway Pl, Ste C-5, Rancho Mission Viejo, CA 92694 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Irvine | CA | 03/2019 | 07/2022 |
| Composite Manufacturing Inc. | San Clemente | CA | 11/2001 | 08/2017 |
| Bryan Peterson Engineering | Rancho Santa Margarita | CA | 08/2017 | 03/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Irvine | CA | 07/2022 | 07/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Laguna Niguel | CA | 10/2024 | 05/2025 |
| Wells Fargo Clearing Services, Llc | Irvine | CA | 01/2026 | Present |
| Unemployed | Irvine | CA | 07/2024 | 10/2024 |
| Unemployed | Irvine | CA | 05/2025 | 01/2026 |
Name of the other business: The P Revocable Living Trust. Whether the business is investment-related: No. Address of the other business: Riverside, CA Nature of the other business: Revocable Living Trust. Your position: Successor Trustee. Title, or relationship with the other business: Successor Trustee. Start date of your relationship: September 1, 2016. Approximate number of hours per month you devote to the other business: Zero. Number of hours you devote to the other business during securities trading hours: Zero. Briefly describe your duties relating to the other business: Successor Trustee on my parent's Revocable Living Trust.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-07-26 |
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