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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-10-03 |
Branch Locations
600 Washington Blvd 9Th Floor, Stamford, CT 06901 • United States
4225 Ponce De Leon Blvd Suite 600, Coral Gables, FL 33146 • United States
Briarcliff Manor, NY • United States
1285 Avenue Of The Americas 15 Thru 18Th Floors, New York, NY 10019 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | New York | NY | 06/2011 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-10-03 |
| S66 | Uniform Combined State Law Examination | 2007-05-16 |
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