Mauricio Woodbridge

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-10-05
FL	RA	APPROVED	2022-09-16

TX RA
APPROVED_RES

Since 2022-10-05
FL RA
APPROVED

Since 2022-09-16

Branch Locations

200 South Biscayne Boulevard Suite 1100, Miami, FL 33131 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Miami	FL	04/2019	Present
Acams	Miami	FL	10/2016	03/2017
Efg Capital International Corp	Miami	FL	11/2017	02/2019
Florida International University	Miami	FL	01/2013	07/2018

04/2019 → Present

Morgan Stanley Smith Barney Llc

Miami, FL
10/2016 → 03/2017

Acams

Miami, FL
11/2017 → 02/2019

Efg Capital International Corp

Miami, FL
01/2013 → 07/2018

Florida International University

Miami, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-09-12

S66 Uniform Combined State Law Examination

2022-09-12

View on SEC IAPD

Employer firm

Current Employers

Morgan Stanley

Disclosures

Employment History

Exams

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