Dana Riggie

Ameriprise Financial Services, LLC

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Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2026-05-08
MN	RA	APPROVED	2026-05-04

IA RA
APPROVED

Since 2026-05-08
MN RA
APPROVED

Since 2026-05-04

Branch Locations

Rochester, MN • United States

1580 Mall Drive Suite A, Iowa City, IA 52240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	Midland	MI	04/2019	11/2024
Horizons Conference Center	Saginaw	MI	03/2016	03/2019
Ameriprise Financial Services, Llc	Iowa City	IA	11/2024	Present

04/2019 → 11/2024

Edward Jones

Midland, MI
03/2016 → 03/2019

Horizons Conference Center

Saginaw, MI
11/2024 → Present

Ameriprise Financial Services, Llc

Iowa City, IA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-01-15

S66 Uniform Combined State Law Examination

2025-01-15

Other Names

Dana Marie Gallagher
Dana Riggie
Dana Marie Riggie

View on SEC IAPD

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