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Dana Riggie

Ameriprise Financial Services, LLC

Rochester, MN

Iowa City, IA

CRD 7086819

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2026-05-08
MN RA APPROVED 2026-05-04
  • IA RA
    APPROVED
    Since 2026-05-08
  • MN RA
    APPROVED
    Since 2026-05-04

Branch Locations

Rochester, MN • United States

1580 Mall Drive Suite A, Iowa City, IA 52240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Midland MI 04/2019 11/2024
Horizons Conference Center Saginaw MI 03/2016 03/2019
Ameriprise Financial Services, Llc Iowa City IA 11/2024 Present
  • 04/2019 → 11/2024
    Edward Jones
    Midland, MI
  • 03/2016 → 03/2019
    Horizons Conference Center
    Saginaw, MI
  • 11/2024 → Present
    Ameriprise Financial Services, Llc
    Iowa City, IA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-15
  • S66 Uniform Combined State Law Examination
    2025-01-15
Other Names
  • Dana Marie Gallagher
  • Dana Riggie
  • Dana Marie Riggie

View on SEC IAPD

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