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Daron Anthony Brockington

Charles Schwab & Co., Inc.

Austin, TX

CRD 7086770

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-10-01
  • TX RA
    APPROVED
    Since 2021-10-01

Branch Locations

11800 Schwab Way, Austin, TX 78758 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab And Co., Inc. Austin TX 01/2019 Present
Gomedigap Austin TX 06/2018 01/2019
Robertwayne Footwear Round Rock/ San Marcos TX 05/2017 09/2018
Gemini Taylor TX 05/2017 08/2017
College Student San Marcos TX 08/2013 05/2018
Amazon San Marcos TX 10/2016 03/2017
  • 01/2019 → Present
    Charles Schwab And Co., Inc.
    Austin, TX
  • 06/2018 → 01/2019
    Gomedigap
    Austin, TX
  • 05/2017 → 09/2018
    Robertwayne Footwear
    Round Rock/ San Marcos, TX
  • 05/2017 → 08/2017
    Gemini
    Taylor, TX
  • 08/2013 → 05/2018
    College Student
    San Marcos, TX
  • 10/2016 → 03/2017
    Amazon
    San Marcos, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-01
S63 Uniform Securities Agent State Law Examination 2019-11-22
  • S66 Uniform Combined State Law Examination
    2021-10-01
  • S63 Uniform Securities Agent State Law Examination
    2019-11-22

View on SEC IAPD

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