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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Apple | Austin | TX | 06/2016 | 02/2019 |
| Ajo Resturant | Round Rock | TX | 02/2017 | 06/2017 |
| Charles Schwab & Co., Inc. | Austin | TX | 03/2019 | Present |
| Student | Round Rock | TX | 06/2015 | 02/2017 |
1) CMM Plumbing | Investment Related:No|175 Lake Road|Coupland|TX|78615|USA |Personal/Household Services|Plumber|2/23/2021|Less than 20|1|I will be assisting my father in installing water heaters. I will only work during my personal time and will not interfere with my responsibilities here at schwab.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-09-26 |
| S63 | Uniform Securities Agent State Law Examination | 2019-10-11 |
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