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29 E. Madison St. Suite 500, Chicago, IL 60602-3205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-03-01 |
Branch Locations
6371 Preston Road, #150, Frisco, TX 75034 • United States
29 E. Madison St. Suite 500, Chicago, IL 60602-3205 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Independent Financial Partners | Tampa | FL | 03/2019 | 02/2023 |
| City Of Mesquite | Mesquite | TX | 08/1990 | 02/2020 |
| Retirement Plan Advisors, Llc | Chicago | IL | 03/2023 | Present |
(1) City Council Member; City of Post Oak Bend - 1175 CR 278, Post Oak Bend, TX 75142; Not-investment related; Duties include approval of budget, creating/repealing/approving city ordinances, setting local tax rate, supervision of city staff, serving the needs of citizens as allowed by federal, sate and local law; start 8/16/19.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-03-11 |
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