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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-08-01 |
| CA | RA | APPROVED | 2019-06-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pomona | CA | 03/2019 | 04/2020 |
| Bank Of America, N.A. | Pomona | CA | 03/2019 | 04/2020 |
| 38 Degrees Craft Kitchen & Bar | Alhambra | CA | 10/2017 | 06/2020 |
| The Cheesecake Factory | Pasadena | CA | 04/2015 | 10/2017 |
| Bank Of America, N.A. | San Dimas | CA | 04/2020 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Dimas | CA | 04/2020 | Present |
I*8696For profit or not for profit: Name of outside business organization: Eric Katanian Investment related: Address of business:Los Angeles, California 90022Nature of business: ,Position, title, association: , Start date of relationship: 11/17/1996Number of hours devoted: 0 hour(s) Number of hours devoted during trading hours: 0Duties: I*1166284For profit or not for profit: Name of outside business organization: The Au and I G Family Living TrustInvestment related: NAddress of business: San Gabriel, California, 91776Nature of business: Position, title, association: Co-Trustee, Start date of relationship: 1/11/2023Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: ,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-06-20 |
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