Best Investors Account Sign in

Xiwen Zhang

J.P. Morgan Securities LLC

Irvine, CA

CRD 7086455

Claim This Profile
Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-24
TX RA APPROVED 2025-09-24
  • CA RA
    APPROVED
    Since 2025-09-24
  • TX RA
    APPROVED
    Since 2025-09-24

Branch Locations

6460 Irvine Blvd, Irvine, CA 92620 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Irvine CA 09/2025 Present
Jpmorgan Chase Bank, N.A. Irvine CA 09/2025 Present
Bank Of America Merrill Lynch Irvine CA 03/2019 09/2025
Unemployed Irvine CA 04/2018 02/2019
China International Capital Corporation Cicc Tianjin 05/2017 03/2018
Shanghai Gfund Management Co, Ltd. Tianjin 06/2016 05/2017
  • 09/2025 → Present
    J.P. Morgan Securities Llc
    Irvine, CA
  • 09/2025 → Present
    Jpmorgan Chase Bank, N.A.
    Irvine, CA
  • 03/2019 → 09/2025
    Bank Of America Merrill Lynch
    Irvine, CA
  • 04/2018 → 02/2019
    Unemployed
    Irvine, CA
  • 05/2017 → 03/2018
    China International Capital Corporation Cicc
    Tianjin
  • 06/2016 → 05/2017
    Shanghai Gfund Management Co, Ltd.
    Tianjin
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-03
  • S66 Uniform Combined State Law Examination
    2020-09-03
Other Names
  • Kitty Zhang

View on SEC IAPD

Nearby Firms

VISTA POINT ASSET MANAGEMENT LLC
PRINCIPAL SECURITIES, INC.
GALLAGHER FIDUCIARY ADVISORS, LLC

Nearby Investors

ANH THICAM NGUYEN
HAN CHEN
Wade Allen Jones

Nearby Offices

VISTA POINT ASSET MANAGEMENT LLC · IRVINE, CA
PRINCIPAL SECURITIES, INC. · IRVINE, CA
GALLAGHER FIDUCIARY ADVISORS, LLC · Irvine, CA

More in Irvine, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor