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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-02-13
NC RA APPROVED 2019-07-01
  • TX RA
    APPROVED
    Since 2020-02-13
  • NC RA
    APPROVED
    Since 2019-07-01

Branch Locations

100 N Tryon St , Charlotte, NC 28255 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 03/2019 Present
Tiffany & Co Charlotte NC 02/2017 03/2019
Tiffany & Co Chevy Chase MD 09/2012 02/2017
Bank Of America, N.A. Charlotte NC 06/2019 Present
Other Businesses

I*464097 Entity Type: Entity For Profit Name of OBA: Nastassia Mimms Creations, LLC Address: Charlotte, North Carolina, 28277 Investment Related: No Position, Title, Association: Officer Employee Start Date: 04/06/2018 Number of Hours: 1, Weekly Number of Hours during trading: 0, Weekly Duties: Arts: music, books, visual arts, inspirational poems/speaking, artistry events with panel discussions, featured artist for live performances, host/emcee Interdisciplinary Artist (music, books, visual arts) and event host for my artistry showcases.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-27
  • S66 Uniform Combined State Law Examination
    2019-06-27
Other Names
  • Nastassia Mimms

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