Fan Qi

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2019 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Walnut Creek, CA
• 03/2019 → Present
  Bank Of America, N.A.
  Walnut Creek, CA
• 08/2017 → 03/2019
  The Baubox Llc
  San Francisco, CA
• 06/2017 → 08/2017
  Unemployed
  Pittsburg, CA
• 09/2013 → 06/2017
  Student At Academy Of Art University
  San Fancisco, CA

Other Businesses

Business name: Yong-sheng Qi & Fan Qi Is it investment-related: No Business address: Pittsburg CA The nature of the business: rental properties Position: Co-owner The business start date: 2/1/2019 & 2/3/2020 The approximate number of hours devote to business: 2 hour/month Number of hours devote to the business during securities trading hours: 0 Description of duties: Me and my husband own the properties and collect the rents each month. I* 1702282 For profit or not for profit: Entity For Profit Name of outside business organization: ULTRA GIANTS Investment related: no Address of business: BRENTWOOD, CA, 94513 Nature of business: Limited Liability Company Position, title, association: General Partner/Managing Member Start date of relationship: 02/09/2024 Number of hours devoted: 1 monthly Number of hours devoted during trading hours: 0 Duties: This is the holding LLC of our rental property business, the holding LLC owns the operating LLC I*1703259 Entity Type, Name of OBA: Entity For ProfitTX SA GIANTS LLC Address: SAN ANTONIOTexas78258 Investment Related: No Compensation: Yes Position, Title, Association: General Partner/Managing Member Employee Start Date: 01/31/2024 No Hours: Monthly No Hours during trading: 0 Duties: This the operating LLC of our rental property business. The holding LLC owns the operating LLC. The operating LLC will own the property. Our agent will manage the rental business for me and my husband. There will be single family home rental property under the LLC.

Exams

• S66 Uniform Combined State Law Examination
  2020-09-18

Other Names

• Fan Qi
• Fan Xia
• Fan Xia Qi