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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-07-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brighton Central School District | Rochester | NY | 01/2021 | 05/2021 |
| Paycom Software | Rochester | NY | 02/2020 | 05/2020 |
| Paycom Software | Rochester | NY | 05/2020 | 12/2020 |
| Northwestern Mutual | Rochester | NY | 05/2019 | 10/2019 |
| Vargas Associates | Rochester | NY | 06/2018 | 08/2018 |
| Brighton Memorial Library | Rochester | NY | 06/2014 | 05/2018 |
| Esl Federal Credit Union | Webster | NY | 05/2021 | 07/2023 |
| St. John Fisher College | Rochester | NY | 09/2016 | 05/2020 |
| Lpl Financial Llc | Webster | NY | 10/2021 | Present |
| Esl Investment Services, Llc | Webster | NY | 07/2023 | Present |
1)10/21/2021 - ESL Investment Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2) 01/24/2022 - ESL Investment Services, LLC - Non-Investment Related - 225 Chestnut Street, Rochester, NY 14604 - Non-Variable Insurance - Start Date: 01/12/2022 - 20 Hours Per Month/1 Hour During Securities Trading. 3) 2/4/2022 - No Business Name - not Investment Related - At Reported Business Location(s) - Other-Notary - Started 01/12/2022 - 0 Hours Per Month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 2021-12-30 |
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