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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-04-01 |
Branch Locations
25 Bull Street Suite 500, Savannah, GA 31401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Savannah | GA | 10/2020 | 03/2025 |
| Unemployed | Savannah | GA | 06/2020 | 10/2020 |
| American Cancer Society | Savannah | GA | 08/2019 | 06/2020 |
| Edward Jones | Savannah | GA | 04/2019 | 06/2020 |
| Senior Citizens Inc | Savannah | GA | 10/2018 | 01/2019 |
| Self Employed | Savannah | GA | 12/2017 | 09/2018 |
| On Q | Pooler | GA | 05/2017 | 11/2017 |
| Fidelity Bank | Savannah | GA | 12/2016 | 05/2017 |
| Self Employed | Savannah | GA | 11/2013 | 11/2016 |
| Bank Of America, N.A. | Savannah | GA | 09/2023 | 03/2025 |
| Lpl Financial Llc | Savannah | GA | 03/2025 | Present |
1- 03/2025 / SOUTHSTATE Investment Services / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-25 |
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