Brandon Taylor Mills

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2017 → 08/2017
  Paperchine Inc.
  Tucker, GA
• 07/2018 → 11/2020
  Lululemon Athletica
  Greenville, SC
• 03/2019 → 04/2021
  Ameriprise Financial Services, Inc
  Greenville, SC
• 08/2014 → 05/2018
  Presbyterian College
  Clinton, SC
• 05/2021 → 09/2025
  Ubs Financial Services
  Greenville, SC
• 09/2025 → Present
  Lpl Financial Llc
  Greenville, SC

Previous Registrations

• 2021-05-12 → 2025-09-19
  Ubs Financial Services Inc.
  Greenville, SC
• 2021-03-03 → 2021-04-30
  Ameriprise Financial Services, Llc
  Greenville, SC

Other Businesses

1. 08/2025 - Notary - Brandon Mills - Notary - Investment Related - 0.5 Hour(s)/Month - 0.01 Hour(s) During Trading - Greenville, SC 29601 - OBA Start Date: 06/01/2021 2. 08/2025 - Ox Road Capital - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hour(s)/Month - 8 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 9/10/2025

Exams

• S66 Uniform Combined State Law Examination
  2021-03-01