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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-02-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Private Client Wealth Llc | Ramsey | NJ | 04/2016 | 08/2025 |
| Td Bank, N.A. | Ramsey | NJ | 04/2016 | 08/2025 |
| Lpl Financial, Llc | Stamford | CT | 02/2026 | Present |
| Webster Bank | Stamford | CT | 08/2025 | Present |
1. Investment products and services are offered through LPL Financial LLC using the DBA/trade name Webster Investments - Inv Rel - At Reported Business Location (s) - Start Date: 01/2026.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-02-19 |
| S63 | Uniform Securities Agent State Law Examination | 2007-09-10 |
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