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Nicholas Ignatzio Quartarano

LPl Financial LLC

Stamford, CT

CRD 4946493

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-02-02
  • CT RA
    APPROVED
    Since 2026-02-02

Branch Locations

200 Elm St, Stamford, CT 06901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Private Client Wealth Llc Ramsey NJ 04/2016 08/2025
Td Bank, N.A. Ramsey NJ 04/2016 08/2025
Lpl Financial, Llc Stamford CT 02/2026 Present
Webster Bank Stamford CT 08/2025 Present
Previous Registrations
Other Businesses

1. Investment products and services are offered through LPL Financial LLC using the DBA/trade name Webster Investments - Inv Rel - At Reported Business Location (s) - Start Date: 01/2026.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-02-19
S63 Uniform Securities Agent State Law Examination 2007-09-10
  • S66 Uniform Combined State Law Examination
    2013-02-19
  • S63 Uniform Securities Agent State Law Examination
    2007-09-10
Designations
  • Certified Financial Planner
Other Names
  • Nick Quartarano
  • Nicholas I Quartarano

View on SEC IAPD

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