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One Financial Way, Cincinnati, OH 45242 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2020-07-08 |
| MA | RA | APPROVED | 2011-07-05 |
Branch Locations
78 Main St, Ashburnham, MA 01430 • United States
One Financial Way, Cincinnati, OH 45242 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Ashburnham | MA | 04/2005 | Present |
| Mml Investors Services, Inc. | Ashburnham | MA | 05/2005 | Present |
| Ohio National Financial Services | Cincinnati | OH | 02/2011 | Present |
| The O.N. Equity Sales Company | Cincinnati | OH | 06/2011 | Present |
1. ADVENT BENEFIT CONSULTANTS, INC; NOT INVESTMENT RELATED; PRESIDENT; 07/01/2014; SALES AND SERVICE OF INSURQANCE PRODUCTS INCLUDING; LIFE HEALTH DISABILITY LTC LTC FIXED AND EQUITY INDEXED ANNUITIES. 2. Top Secret, Inc. DBA Top Secret Orchard; Not investment related; 100 Whitman Road; Groton, Massachusetts 01450; Agriculture; Partner; 09/15/2022-present; 5 hours/ month (0 during securities trading hours). Restored a commercial apple orchard and opened it to the public. 3. Real Estate Management; not investment related; 15 Main Street, Ayer, Massachusetts 01432; Own and manage various properties; Partner; 11-01-2022-present; 10 hours/month (0 during securities trading hours/month); Own and manage various investment properties.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-09-08 |
| S63 | Uniform Securities Agent State Law Examination | 2006-07-17 |
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