Richard Andrade

Current Employers

Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2024-11-05
AZ	RA	APPROVED	2024-10-24
DC	RA	APPROVED	2024-10-21
RI	RA	APPROVED	2024-10-18
WV	RA	APPROVED	2024-10-16
ND	RA	APPROVED	2024-10-14
FL	RA	APPROVED	2024-10-10
GA	RA	APPROVED	2024-10-10
LA	RA	APPROVED	2024-10-10
NJ	RA	APPROVED	2024-10-10
NM	RA	APPROVED	2024-10-10
SD	RA	APPROVED	2024-10-10
UT	RA	APPROVED	2024-10-10
VT	RA	APPROVED	2024-10-10
AL	RA	APPROVED	2024-10-09
AK	RA	APPROVED	2024-10-09
AR	RA	APPROVED	2024-10-09
CA	RA	APPROVED	2024-10-09
CO	RA	APPROVED	2024-10-09
CT	RA	APPROVED	2024-10-09
DE	RA	APPROVED	2024-10-09
HI	RA	APPROVED	2024-10-09
ID	RA	APPROVED	2024-10-09
IL	RA	APPROVED	2024-10-09
IN	RA	APPROVED	2024-10-09
IA	RA	APPROVED	2024-10-09
KS	RA	APPROVED	2024-10-09
KY	RA	APPROVED	2024-10-09
ME	RA	APPROVED	2024-10-09
MD	RA	APPROVED	2024-10-09
MI	RA	APPROVED	2024-10-09
MN	RA	APPROVED	2024-10-09
MS	RA	APPROVED	2024-10-09
MO	RA	APPROVED	2024-10-09
MT	RA	APPROVED	2024-10-09
NE	RA	APPROVED	2024-10-09
NV	RA	APPROVED	2024-10-09
NH	RA	APPROVED	2024-10-09
NY	RA	APPROVED	2024-10-09
NC	RA	APPROVED	2024-10-09
OH	RA	APPROVED	2024-10-09
OK	RA	APPROVED	2024-10-09
OR	RA	APPROVED	2024-10-09
PA	RA	APPROVED	2024-10-09
SC	RA	APPROVED	2024-10-09
TX	RA	APPROVED	2024-10-09
VA	RA	APPROVED	2024-10-09
WA	RA	APPROVED	2024-10-09
WI	RA	APPROVED	2024-10-09
WY	RA	APPROVED	2024-10-09

MA RA
APPROVED

Since 2024-11-05
AZ RA
APPROVED

Since 2024-10-24
DC RA
APPROVED

Since 2024-10-21
RI RA
APPROVED

Since 2024-10-18
WV RA
APPROVED

Since 2024-10-16
ND RA
APPROVED

Since 2024-10-14
FL RA
APPROVED

Since 2024-10-10
GA RA
APPROVED

Since 2024-10-10
LA RA
APPROVED

Since 2024-10-10
NJ RA
APPROVED

Since 2024-10-10
NM RA
APPROVED

Since 2024-10-10
SD RA
APPROVED

Since 2024-10-10
UT RA
APPROVED

Since 2024-10-10
VT RA
APPROVED

Since 2024-10-10
AL RA
APPROVED

Since 2024-10-09
AK RA
APPROVED

Since 2024-10-09
AR RA
APPROVED

Since 2024-10-09
CA RA
APPROVED

Since 2024-10-09
CO RA
APPROVED

Since 2024-10-09
CT RA
APPROVED

Since 2024-10-09
DE RA
APPROVED

Since 2024-10-09
HI RA
APPROVED

Since 2024-10-09
ID RA
APPROVED

Since 2024-10-09
IL RA
APPROVED

Since 2024-10-09
IN RA
APPROVED

Since 2024-10-09
IA RA
APPROVED

Since 2024-10-09
KS RA
APPROVED

Since 2024-10-09
KY RA
APPROVED

Since 2024-10-09
ME RA
APPROVED

Since 2024-10-09
MD RA
APPROVED

Since 2024-10-09
MI RA
APPROVED

Since 2024-10-09
MN RA
APPROVED

Since 2024-10-09
MS RA
APPROVED

Since 2024-10-09
MO RA
APPROVED

Since 2024-10-09
MT RA
APPROVED

Since 2024-10-09
NE RA
APPROVED

Since 2024-10-09
NV RA
APPROVED

Since 2024-10-09
NH RA
APPROVED

Since 2024-10-09
NY RA
APPROVED

Since 2024-10-09
NC RA
APPROVED

Since 2024-10-09
OH RA
APPROVED

Since 2024-10-09
OK RA
APPROVED

Since 2024-10-09
OR RA
APPROVED

Since 2024-10-09
PA RA
APPROVED

Since 2024-10-09
SC RA
APPROVED

Since 2024-10-09
TX RA
APPROVED

Since 2024-10-09
VA RA
APPROVED

Since 2024-10-09
WA RA
APPROVED

Since 2024-10-09
WI RA
APPROVED

Since 2024-10-09
WY RA
APPROVED

Since 2024-10-09

Branch Locations

200 Carolina Point Parkway 4Th Floor, Greenville, SC 29607 • United States

1 Portland Square, Portland, ME 04101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Citizens Bank	East Amherst	NY	05/2017	02/2019
Aceti's Wine & Spirits	Grand Island	NY	07/2014	04/2017
Citizens Bank	Amherst	NY	02/2019	03/2020
Citizens Securities, Inc.	Amherst	NY	03/2019	03/2020
Td Bank N.A.	Greenville	SC	01/2021	04/2024
Bb&T	Mauldin	SC	05/2020	01/2021
Td Private Client Wealth Llc	Greenville	SC	01/2021	04/2024
Huntington Bank	Greenville	SC	05/2024	10/2024
Td Bank N.A./Td Private Client Wealth Llc	Greenville	SC	10/2024	Present

05/2017 → 02/2019

Citizens Bank

East Amherst, NY
07/2014 → 04/2017

Aceti's Wine & Spirits

Grand Island, NY
02/2019 → 03/2020

Citizens Bank

Amherst, NY
03/2019 → 03/2020

Citizens Securities, Inc.

Amherst, NY
01/2021 → 04/2024

Td Bank N.A.

Greenville, SC
05/2020 → 01/2021

Bb&T

Mauldin, SC
01/2021 → 04/2024

Td Private Client Wealth Llc

Greenville, SC
05/2024 → 10/2024

Huntington Bank

Greenville, SC
10/2024 → Present

Td Bank N.A./Td Private Client Wealth Llc

Greenville, SC

Previous Registrations

2021-08-25 → 2024-05-03

Td Private Client Wealth Llc

Greenville, SC

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-08-25
S63	Uniform Securities Agent State Law Examination	2019-06-18

S65 Uniform Investment Adviser Law Examination

2021-08-25
S63 Uniform Securities Agent State Law Examination

2019-06-18

Other Names

Richard Andrade
Richard Thomas Andrade

View on SEC IAPD