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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-09-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tarleton State University | Stephenville | TX | 08/2015 | 12/2018 |
| Ebaa Iron Inc | Eastland | TX | 05/2016 | 07/2017 |
| Eastland Isd | Eastland | TX | 02/2017 | 01/2019 |
| Cinemark | Stephenville | TX | 05/2018 | 10/2018 |
| Fidelity Brokerage Services Llc | Westlake | TX | 03/2019 | 10/2020 |
| Charles Schwab & Co., Inc. | Westlake | TX | 03/2021 | Present |
| Charles Schwab Bank, Ssb | Dallas | TX | 03/2021 | Present |
| Unemployed | Roanoke | TX | 11/2020 | 02/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-09 |
| S63 | Uniform Securities Agent State Law Examination | 2019-07-08 |
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