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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-19
CA RA APPROVED 2020-01-14
  • TX RA
    APPROVED
    Since 2025-08-19
  • CA RA
    APPROVED
    Since 2020-01-14

Branch Locations

700 N Brand Blvd, Suite #640, Glendale, CA 91203 • United States

California Financial Partners, Inc.

700 N. Brand Blvd., Suite 640, Glendale, CA 91203 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-09-21
  • CA RA
    APPROVED
    Since 2023-09-21

Branch Locations

700 N. Brand Blvd., Suite 640, Glendale, CA 91203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Uk Elite - Steel Sports Hermosa Beach CA 02/2019 05/2019
Unemployed Los Angeles CA 12/2018 02/2019
California State University Los Angeles Los Angeles CA 08/2015 12/2018
California Financial Partners Glendale CA 02/2019 04/2021
Lpl Financial Llc Glendale CA 03/2019 09/2019
Lpl Financial Llc Glendale CA 07/2019 Present
California Financial Partners, Inc. Glendale CA 05/2021 Present
  • 02/2019 → 05/2019
    Uk Elite - Steel Sports
    Hermosa Beach, CA
  • 12/2018 → 02/2019
    Unemployed
    Los Angeles, CA
  • 08/2015 → 12/2018
    California State University Los Angeles
    Los Angeles, CA
  • 02/2019 → 04/2021
    California Financial Partners
    Glendale, CA
  • 03/2019 → 09/2019
    Glendale, CA
  • 07/2019 → Present
    Glendale, CA
  • 05/2021 → Present
    Glendale, CA
Previous Registrations
  • 2021-04-16 → 2023-09-22
    California Financial Partners
    Glendale, CA
Other Businesses

1. 9/25/2019 - California Financial Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 5/5/2021 - California Financial Partners, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 04/16/2021 - 5 Hours Per Month During Securities Trading - Time Spent 8% - I provide financial planning and consulting services through California Financial Partners, Inc., an independent investment advisor firm. I started this business activity in 05/2021. I expect to spend approximately 5 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-21
  • S66 Uniform Combined State Law Examination
    2019-11-21
Designations

View on SEC IAPD

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