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Thomas Blake Harris

Ameriprise Financial Services, LLC

Dallas, TX

Plano, TX

Southlake, TX

Richardson, TX

Sugar Land, TX

CRD 4946273

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2005-06-22
  • TX RA
    APPROVED
    Since 2005-06-22

Branch Locations

5960 Berkshire Ln Ste 1200, Dallas, TX 75225 • United States

6860 N Dallas Pkwy Ste 500, Plano, TX 75024 • United States

950 E State Hwy 114 Ste 100, Southlake, TX 76092 • United States

Richardson, TX • United States

2277 Plaza Dr Ste 650, Sugar Land, TX 77479-6702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Dallas TX 09/2005 03/2020
Ameriprise Financial Services, Llc Dallas TX 03/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-21
  • S66 Uniform Combined State Law Examination
    2005-06-21
Designations
  • Certified Financial Planner
Other Names
  • Blake Harris

View on SEC IAPD

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