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Current Employers
Trilogy Capital, Inc.

2601 Main Street Suite 100, Irvine, CA 92614 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-03-15
CA RA APPROVED 2019-06-24
  • TX RA
    APPROVED_RES
    Since 2025-03-15
  • CA RA
    APPROVED
    Since 2019-06-24

Branch Locations

19191 S. Vermont Ave, Suite 650, Torrance, CA 90502 • United States

2601 Main Street Suite 100, Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Trilogy Financial Services Irvine CA 04/2019 01/2026
Trilogy Capital Irvine CA 06/2019 Present
Universal Plumbing Co. Los Angeles CA 09/2014 04/2019
Lpl Financial West Covina CA 05/2022 03/2023
Lpl Financial Llc Torrance CA 05/2025 Present
Trilogy Financial Services Torrance CA 02/2026 Present
  • 04/2019 → 01/2026
    Trilogy Financial Services
    Irvine, CA
  • 06/2019 → Present
    Trilogy Capital
    Irvine, CA
  • 09/2014 → 04/2019
    Universal Plumbing Co.
    Los Angeles, CA
  • 05/2022 → 03/2023
    Lpl Financial
    West Covina, CA
  • 05/2025 → Present
    Lpl Financial Llc
    Torrance, CA
  • 02/2026 → Present
    Trilogy Financial Services
    Torrance, CA
Other Businesses

1- 05/08/2025 - Trilogy Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At reported business location(s) - Start Date:01/01/2020 - 160 hrs mth / 6-8 hrs during trading. 2- 05/08/2025 - Legends - Outside/W-2 Employment - Not Investment Related - Culver City, CA - Start date: 10/02/2022 - 32 hrs mth / 0 hrs during trading. 3- 05/08/2025 - 310 Provisions - Outside/W-2 Employment - Not Investment Related - Inglewood, CA - Start date: 08/15/2024 - 32 hrs mth / 0 hrs during trading. 4- 05/08/2025 - Benjamin Vazquez - Non-Variable Insurance - Investment Related - Torrance, VA - Start date: 10/22/2019 - 8 hrs mth / 5 hrs during trading. 5) 05/27/2025 - Trilogy Capital, Inc - Inv. Related - Registered Investment Advisor Hybrid - At reported business location(s) - Start Date:01/01/2020 - 160 hrs mth / 6-8 hrs during trading . I provide investment advisory services through Trilogy Capital, Inc, an independent investment advisor firm. I started this business activity in 01/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 07/29/2025 - My Secure Advantage, Inc. - Not Investment Related - Other - Financial Education - They will be completed via Zoom - Start Date:08/01/2025 - 2 Hrs/Mth - 0 Hrs During Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-05-03
S65 Uniform Investment Adviser Law Examination 2019-06-24
  • S63 Uniform Securities Agent State Law Examination
    2022-05-03
  • S65 Uniform Investment Adviser Law Examination
    2019-06-24
Other Names
  • Benjamin Vazquez

View on SEC IAPD

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