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2601 Main Street Suite 100, Irvine, CA 92614 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-03-15 |
| CA | RA | APPROVED | 2019-06-24 |
Branch Locations
19191 S. Vermont Ave, Suite 650, Torrance, CA 90502 • United States
2601 Main Street Suite 100, Irvine, CA 92614 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Trilogy Financial Services | Irvine | CA | 04/2019 | 01/2026 |
| Trilogy Capital | Irvine | CA | 06/2019 | Present |
| Universal Plumbing Co. | Los Angeles | CA | 09/2014 | 04/2019 |
| Lpl Financial | West Covina | CA | 05/2022 | 03/2023 |
| Lpl Financial Llc | Torrance | CA | 05/2025 | Present |
| Trilogy Financial Services | Torrance | CA | 02/2026 | Present |
1- 05/08/2025 - Trilogy Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At reported business location(s) - Start Date:01/01/2020 - 160 hrs mth / 6-8 hrs during trading. 2- 05/08/2025 - Legends - Outside/W-2 Employment - Not Investment Related - Culver City, CA - Start date: 10/02/2022 - 32 hrs mth / 0 hrs during trading. 3- 05/08/2025 - 310 Provisions - Outside/W-2 Employment - Not Investment Related - Inglewood, CA - Start date: 08/15/2024 - 32 hrs mth / 0 hrs during trading. 4- 05/08/2025 - Benjamin Vazquez - Non-Variable Insurance - Investment Related - Torrance, VA - Start date: 10/22/2019 - 8 hrs mth / 5 hrs during trading. 5) 05/27/2025 - Trilogy Capital, Inc - Inv. Related - Registered Investment Advisor Hybrid - At reported business location(s) - Start Date:01/01/2020 - 160 hrs mth / 6-8 hrs during trading . I provide investment advisory services through Trilogy Capital, Inc, an independent investment advisor firm. I started this business activity in 01/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 07/29/2025 - My Secure Advantage, Inc. - Not Investment Related - Other - Financial Education - They will be completed via Zoom - Start Date:08/01/2025 - 2 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-05-03 |
| S65 | Uniform Investment Adviser Law Examination | 2019-06-24 |
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