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Mark Rudy Raghunandan

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Oceanside, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED 2020-06-29
CT RA APPROVED 2020-06-23
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED
    Since 2020-06-29
  • CT RA
    APPROVED
    Since 2020-06-23

Branch Locations

2756 Long Beach Rd, Oceanside, NY 11572 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank N.A. Oceanside NY 01/2016 11/2019
Jpmorgan Securities Llc Oceanside NY 02/2019 11/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mineola NY 11/2019 Present
Bank Of America, N.A. Mineola NY 11/2019 Present
  • 01/2016 → 11/2019
    Jpmorgan Chase Bank N.A.
    Oceanside, NY
  • 02/2019 → 11/2019
    Jpmorgan Securities Llc
    Oceanside, NY
  • 11/2019 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Mineola, NY
  • 11/2019 → Present
    Bank Of America, N.A.
    Mineola, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-20
  • S66 Uniform Combined State Law Examination
    2020-06-20
Other Names
  • Mark Rudy Raghunandan
  • Mark R Raghunandan

View on SEC IAPD

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Geeta Rajan Kohli
JAMES JOHN MEEHAN
Kaylee Lauren Abitz
Patrick I Chambers
Johnson Chikadibia Uwamanzu-Nna
Faith Saragossi

Other Offices

J.P. MORGAN SECURITIES LLC · OCEANSIDE, NY
LPL FINANCIAL LLC · OCEANSIDE, NY
LPL FINANCIAL LLC · OCEANSIDE, NY
WELLS FARGO CLEARING SERVICES, LLC · OCEANSIDE, NY
WOODSTOCK WEALTH MANAGEMENT, INC. · East Rocaway, NY
THE PINNACLE FINANCIAL GROUP · ROCKVILLE CENTRE, NY
LPL FINANCIAL LLC · ROCKVILLE CENTRE, NY
CITIGROUP GLOBAL MARKETS INC. · ROCKVILLE CENTRE, NY

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