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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-12-04
  • CA RA
    APPROVED
    Since 2025-12-04

Branch Locations

East Palo Alto, CA • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Orlando FL 03/2018 05/2021
Wells Fargo Clearing Services, Llc Orlando FL 03/2019 05/2021
The Four Seasons Resort Orlando Orlando FL 02/2016 11/2020
Omni Hotels & Resorts Champions Gate FL 12/2017 08/2020
Levy Restaurants Lake Buena Vista FL 05/2006 02/2017
Westgate Resorts Kissimmee FL 05/2017 12/2017
Stk Orlando Lake Buena Vista FL 03/2016 06/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Haines City FL 06/2021 12/2022
Compass Group Usa Lake Buena Vista FL 05/2006 02/2017
Marriott International Lake Buena Vista FL 09/2019 08/2020
Bank Of America, N.A. Haines City FL 07/2021 12/2022
Empower Financial Services, Inc Greenwood Village CO 01/2023 Present
Empower Advisory Services, Llc Greenwood Village CO 01/2023 Present
  • 03/2018 → 05/2021
    Wells Fargo Bank, Na
    Orlando, FL
  • 03/2019 → 05/2021
    Orlando, FL
  • 02/2016 → 11/2020
    The Four Seasons Resort Orlando
    Orlando, FL
  • 12/2017 → 08/2020
    Omni Hotels & Resorts
    Champions Gate, FL
  • 05/2006 → 02/2017
    Levy Restaurants
    Lake Buena Vista, FL
  • 05/2017 → 12/2017
    Westgate Resorts
    Kissimmee, FL
  • 03/2016 → 06/2017
    Stk Orlando
    Lake Buena Vista, FL
  • 06/2021 → 12/2022
    Haines City, FL
  • 05/2006 → 02/2017
    Compass Group Usa
    Lake Buena Vista, FL
  • 09/2019 → 08/2020
    Marriott International
    Lake Buena Vista, FL
  • 07/2021 → 12/2022
    Bank Of America, N.A.
    Haines City, FL
  • 01/2023 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 01/2023 → Present
    Empower Advisory Services, Llc
    Greenwood Village, CO
Previous Registrations
Other Businesses

Personal Rental Property. Investment Related: No. My wife and I manage 3 homes that we own and rent to long-term tenants. Owner. hours/month: 3. during work hours: 0.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-08
S63 Uniform Securities Agent State Law Examination 2019-07-10
  • S66 Uniform Combined State Law Examination
    2020-12-08
  • S63 Uniform Securities Agent State Law Examination
    2019-07-10
Other Names
  • Alex Macapagal

View on SEC IAPD

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