Andrew Tisheen Lind

Employer firm

Principal Advised Services CRD 297324

$1.42B regulatory AUM 16,537 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2019 → 02/2021
  Wells Fargo Clearing Services
  Charlotte, NC
• 02/2017 → 02/2019
  Wells Fargo
  Charlotte, NC
• 04/2016 → 01/2017
  Randstad
  Charlotte, NC
• 02/2021 → Present
  Principal Life Insurance
  Charlotte, NC
• 03/2021 → Present
  Principal Securities Inc
  Charlotte, NC
• 07/2024 → Present
  Principal Advised Services
  Lexington, NC

Other Businesses

**PRINCIPAL ADVISED SERVICES POSITION: Retirement Consultant NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/23/2024 ADDRESS: 401 McCullough Dr, Charlotte NC 28262, United States DESCRIPTION: As a Principal Advised Services IAR, I offer one-on-one investment advice to Principal retirement plan participants when eligible for a distribution at benefit event. The investment advice is a recommendation as to which of the retirement plan participant's four distribution options is in their best interest. **PRINCIPAL BANK POSITION: AVP - Advice, Education & Sales NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/28/2021 ADDRESS: 401 McCullough Dr, Charlotte NC 28262, United States DESCRIPTION: Principal role includes accountability for sales of bank deposit products. **ANDREW LIND POSITION: Notary Public NATURE: Notary Public INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/10/2025 ADDRESS: 310 Ashfield Lane, Lexington NC 27292, United States DESCRIPTION: Notary public-serves as an impartial witness to the signing of important documents, verifying signatures to prevent fraud and ensure transactions are conducted without pressure or intimidation.

Exams

• S66 Uniform Combined State Law Examination
  2023-09-23
• S63 Uniform Securities Agent State Law Examination
  2019-04-24

Other Names

• Andrew Lind