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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-03-02
CA RA APPROVED 2019-10-31
  • TX RA
    APPROVED
    Since 2020-03-02
  • CA RA
    APPROVED
    Since 2019-10-31

Branch Locations

520 Newport Center Dr Pbig - Fashion Island, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Newport Beach CA 06/2019 Present
Firstbank Fort Collins CO 06/2017 08/2017
Alps Holdings Denver CO 05/2018 07/2018
Colorado State University Fort Collins CO 08/2015 05/2019
Legacy Financial Group Fort Collins CO 01/2019 05/2019
Bank Of America, N.A. Newport Beach CA 08/2019 Present
  • 06/2019 → Present
    Newport Beach, CA
  • 06/2017 → 08/2017
    Firstbank
    Fort Collins, CO
  • 05/2018 → 07/2018
    Alps Holdings
    Denver, CO
  • 08/2015 → 05/2019
    Colorado State University
    Fort Collins, CO
  • 01/2019 → 05/2019
    Legacy Financial Group
    Fort Collins, CO
  • 08/2019 → Present
    Bank Of America, N.A.
    Newport Beach, CA
Other Businesses

I*953503For profit or not for profit: Entity CharitableName of outside business organization: Working WardrobesInvestment related: NAddress of business: Santa Ana, California, 92705Nature of business: ["Charitable Organization"]Position, title, association: ["Board Member"], Start date of relationship: 10/3/2022Number of hours devoted: 5 hour(s) MonthlyNumber of hours devoted during trading hours: 1Duties: , Join the board to help grow the charity by creating fundraising events, partnering with outside vendors, creating awareness, etc. Meetings will be once a month. All volunteer work. I* 1815361 For profit or not for profit: Entity For Profit Name of outside business organization: iChargieUSA Investment related: no Address of business: Irvine, CA, 92614 Nature of business: Limited Liability Company Position, title, association: Owner Start date of relationship: 05/12/2024 Number of hours devoted: 2 weekly Number of hours devoted during trading hours: 0 Duties: Limited Partner

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-30
  • S66 Uniform Combined State Law Examination
    2019-10-30
Other Names
  • Edward Beyer

View on SEC IAPD

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