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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-03-02 |
| CA | RA | APPROVED | 2019-10-31 |
Branch Locations
520 Newport Center Dr Pbig - Fashion Island, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Newport Beach | CA | 06/2019 | Present |
| Firstbank | Fort Collins | CO | 06/2017 | 08/2017 |
| Alps Holdings | Denver | CO | 05/2018 | 07/2018 |
| Colorado State University | Fort Collins | CO | 08/2015 | 05/2019 |
| Legacy Financial Group | Fort Collins | CO | 01/2019 | 05/2019 |
| Bank Of America, N.A. | Newport Beach | CA | 08/2019 | Present |
I*953503For profit or not for profit: Entity CharitableName of outside business organization: Working WardrobesInvestment related: NAddress of business: Santa Ana, California, 92705Nature of business: ["Charitable Organization"]Position, title, association: ["Board Member"], Start date of relationship: 10/3/2022Number of hours devoted: 5 hour(s) MonthlyNumber of hours devoted during trading hours: 1Duties: , Join the board to help grow the charity by creating fundraising events, partnering with outside vendors, creating awareness, etc. Meetings will be once a month. All volunteer work. I* 1815361 For profit or not for profit: Entity For Profit Name of outside business organization: iChargieUSA Investment related: no Address of business: Irvine, CA, 92614 Nature of business: Limited Liability Company Position, title, association: Owner Start date of relationship: 05/12/2024 Number of hours devoted: 2 weekly Number of hours devoted during trading hours: 0 Duties: Limited Partner
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-30 |
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