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Brandon Lopez

Td Private Client Wealth LLC

Greenville, SC

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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-03-14
AZ RA APPROVED 2025-03-12
OH RA APPROVED 2025-03-03
OR RA APPROVED 2025-03-01
CA RA APPROVED 2025-02-27
CT RA APPROVED 2025-02-27
FL RA APPROVED 2025-02-27
GA RA APPROVED 2025-02-27
ME RA APPROVED 2025-02-27
MD RA APPROVED 2025-02-27
MT RA APPROVED 2025-02-27
NH RA APPROVED 2025-02-27
PA RA APPROVED 2025-02-27
RI RA APPROVED 2025-02-27
TX RA APPROVED_RES 2025-02-27
UT RA APPROVED 2025-02-27
VA RA APPROVED 2025-02-27
NJ RA APPROVED 2025-02-26
NM RA APPROVED 2025-02-26
NY RA APPROVED 2025-02-26
NC RA APPROVED 2025-02-26
SC RA APPROVED 2024-08-14
  • IL RA
    APPROVED
    Since 2025-03-14
  • AZ RA
    APPROVED
    Since 2025-03-12
  • OH RA
    APPROVED
    Since 2025-03-03
  • OR RA
    APPROVED
    Since 2025-03-01
  • CA RA
    APPROVED
    Since 2025-02-27
  • CT RA
    APPROVED
    Since 2025-02-27
  • FL RA
    APPROVED
    Since 2025-02-27
  • GA RA
    APPROVED
    Since 2025-02-27
  • ME RA
    APPROVED
    Since 2025-02-27
  • MD RA
    APPROVED
    Since 2025-02-27
  • MT RA
    APPROVED
    Since 2025-02-27
  • NH RA
    APPROVED
    Since 2025-02-27
  • PA RA
    APPROVED
    Since 2025-02-27
  • RI RA
    APPROVED
    Since 2025-02-27
  • TX RA
    APPROVED_RES
    Since 2025-02-27
  • UT RA
    APPROVED
    Since 2025-02-27
  • VA RA
    APPROVED
    Since 2025-02-27
  • NJ RA
    APPROVED
    Since 2025-02-26
  • NM RA
    APPROVED
    Since 2025-02-26
  • NY RA
    APPROVED
    Since 2025-02-26
  • NC RA
    APPROVED
    Since 2025-02-26
  • SC RA
    APPROVED
    Since 2024-08-14

Branch Locations

200 Carolina Point Parkway 4Th Floor, Greenville, SC 29607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Bank Commerce Twp MI 02/2019 05/2021
Fox Automotice Inc Rochester Hills MI 08/2018 02/2019
Modern District Financial Traverse City MI 06/2018 07/2018
Perani's Hockey World Saginaw MI 10/2014 06/2018
Jets Pizza Saginaw MI 09/2016 03/2017
Citizens Securities, Inc. Commerce Twp MI 03/2019 12/2020
Citizens Securities, Inc Westwood MA 01/2021 05/2021
Private Client Services Llc Brighton MI 06/2021 11/2022
Executive Wealth Management Brighton MI 06/2021 11/2022
Lincoln Investment Royal Oak MI 11/2022 02/2023
Capital Analyst Royal Oak MI 11/2022 02/2023
M3 Investment Services Royal Oak MI 11/2022 03/2023
United Wholesale Mortgage Pontiac MI 03/2023 06/2023
Jpmorgan Chase Bank, N.A. Fenton MI 08/2023 07/2024
J.P. Morgan Securities Llc Fenton MI 08/2023 07/2024
Unemployed Waterford MI 07/2023 07/2023
Ash Brokerage Fort Wayne IN 01/2023 03/2023
Td Bank Greenville SC 08/2024 Present
Full Time Education Saginaw MI 08/2013 05/2018
  • 02/2019 → 05/2021
    Citizens Bank
    Commerce Twp, MI
  • 08/2018 → 02/2019
    Fox Automotice Inc
    Rochester Hills, MI
  • 06/2018 → 07/2018
    Modern District Financial
    Traverse City, MI
  • 10/2014 → 06/2018
    Perani's Hockey World
    Saginaw, MI
  • 09/2016 → 03/2017
    Jets Pizza
    Saginaw, MI
  • 03/2019 → 12/2020
    Citizens Securities, Inc.
    Commerce Twp, MI
  • 01/2021 → 05/2021
    Citizens Securities, Inc
    Westwood, MA
  • 06/2021 → 11/2022
    Private Client Services Llc
    Brighton, MI
  • 06/2021 → 11/2022
    Executive Wealth Management
    Brighton, MI
  • 11/2022 → 02/2023
    Lincoln Investment
    Royal Oak, MI
  • 11/2022 → 02/2023
    Capital Analyst
    Royal Oak, MI
  • 11/2022 → 03/2023
    M3 Investment Services
    Royal Oak, MI
  • 03/2023 → 06/2023
    United Wholesale Mortgage
    Pontiac, MI
  • 08/2023 → 07/2024
    Jpmorgan Chase Bank, N.A.
    Fenton, MI
  • 08/2023 → 07/2024
    J.P. Morgan Securities Llc
    Fenton, MI
  • 07/2023 → 07/2023
    Unemployed
    Waterford, MI
  • 01/2023 → 03/2023
    Ash Brokerage
    Fort Wayne, IN
  • 08/2024 → Present
    Td Bank
    Greenville, SC
  • 08/2013 → 05/2018
    Full Time Education
    Saginaw, MI
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-02-05
S63 Uniform Securities Agent State Law Examination 2019-05-13
  • S65 Uniform Investment Adviser Law Examination
    2021-02-05
  • S63 Uniform Securities Agent State Law Examination
    2019-05-13
Other Names
  • Brandon Kyle Lopez

View on SEC IAPD

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