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Theresa Marie Hahn

LPl Financial LLC

Darien, IL

Downers Grove, IL

CRD 7084409

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-02-07
  • IL RA
    APPROVED
    Since 2022-02-07

Branch Locations

Darien, IL • United States

2651 Warrenville Road Ste 200, Downers Grove, IL 60515 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Downers Grove IL 03/2019 Present
Barcodes, Inc Chicago IL 09/2014 02/2019
  • 03/2019 → Present
    Lpl Financial
    Downers Grove, IL
  • 09/2014 → 02/2019
    Barcodes, Inc
    Chicago, IL
Other Businesses

12/2021 - DBA for LPL Business (entity for LPL business) - Professional Wealth Advisors, LLC - Investment Related - Downers Grove, IL 60515

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-17
  • S66 Uniform Combined State Law Examination
    2022-01-17
Designations
  • Certified Financial Planner

View on SEC IAPD

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