Winston Chen

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2019 → 07/2020
  The Vanguard Group, Inc.
  Malvern, PA
• 03/2020 → 10/2021
  The Vanguard Group, Inc.
  Malvern, PA
• 12/2017 → 01/2018
  Louis Vuitton
  King Of Prussia, PA
• 06/2018 → 03/2019
  Unemployed
  Wayne, PA
• 10/2021 → Present
  Jpmorgan Chase Bank, N.A.
  Newark, DE
• 10/2021 → Present
  J.P. Morgan Securities Llc
  Newark, DE
• 04/2019 → 03/2020
  Randstad
  Malvern, PA
• 01/2013 → 05/2018
  Temple University
  Philadelphia, PA

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-09-30
• S63 Uniform Securities Agent State Law Examination
  2020-09-17

Other Names

• Wenqing Chen