Andrew David Basu

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2019 → 08/2022
  Lee Weinstein
  New York, NY
• 12/2015 → 02/2019
  Bose Associates
  Baton Rouge, LA
• 03/2019 → 08/2022
  Aaron Bernthal
  New York, NY
• 10/2019 → 10/2022
  Northwestern Mutual Investment Services Llc
  New York, NY
• 08/2022 → 10/2022
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 10/2022 → Present
  Jpmorgan Chase Bank, N.A.
  Greenwich, CT
• 10/2022 → Present
  J.P. Morgan Securities Llc
  Greenwich, CT

Previous Registrations

• 2020-09-29 → 2022-10-17
  Northwestern Mutual Investment Services, Llc
  New York, NY

Exams

• S66 Uniform Combined State Law Examination
  2020-09-25