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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
| TX | RA | APPROVED_RES | 2019-03-12 |
| NJ | RA | APPROVED | 2013-05-23 |
Branch Locations
800 Westchester Ave Ste 300, Rye Brook, NY 10573-1354 • United States
7 Wisner Rd, Warwick, NY 10990 • United States
Warwick, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Rye Brook | NY | 05/2013 | 03/2020 |
| Ameriprise Financial Services, Llc | Warwick | NY | 03/2020 | Present |
Business Ownership; DarkStarStellaBlue, Corp.; Owner; Manage Ameriprise Business; 43 Wesley Hill Lane, , Warwick, NY, 10990; Investment-Related; 07/15/2025; 0 hours per month; 0 during trading hours / o Rise Tax Strategies, LLC; Co-owner; Tax Preparation; PO Box 847, , Merrimack, NH, 03054; Not Investment-Related; 10/16/2025; 0 hours per month; 0 during trading hours / o RPWM Partners, LLC; Owner; Manage Ameriprise Business; 262 S River Rd, Suite 201, Bedford, NH, 03110; Investment-Related; 01/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-11-06 |
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